SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-Q /A
Amendment No. 1
|☒||QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934|
|For the quarterly period ended June 30, 2015|
|☐||TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934|
|For the transition period from ________________ to ________________|
Commission file number 333-14229
|Duos Technologies Group, Inc.|
(Exact name of registrant as specified in its charter)
|(State or other jurisdiction of||(I.R.S. Employer|
|incorporation or organization)||Identification No.)|
|6622 Southpoint Drive South, Suite 310, Jacksonville, Florida|
|(Address of principal executive offices)|
Registrant’s telephone number, including area code: (904) 296-2807
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes ☒ No ☐
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). Yes ☒ No ☐
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
|Large accelerated filer ☐||Accelerated filer ☐|
|Non-accelerated filer ☐ (Do not check if a smaller reporting company)||Smaller reporting company ☒|
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ☐ No ☒
As of August 14, 2015, Duos Technologies Group, Inc. had outstanding 61,548,712 shares of common stock, par value $0.001 per share.
This Amendment No. 1 to Quarterly Report on Form 10-Q/A (this “Amended Report”) is being filed with the Securities and Exchange Commission to amend the Quarterly Report on Form 10-Q for the fiscal quarter ended June 30, 2015 (the “Original 10-Q”) of Duos Technologies Group, Inc. solely to fix the clerical errors in XBRL (eXtensible Business Reporting Language) documents under Exhibit 101, which were filed with the Original 10-Q on August 19, 2015.
Except for the foregoing, this Amended Report speaks as of the filing date of the Original 10-Q and does not update or discuss any other Company developments after the date of the Original 10-Q. This Amended Report restates only those portions of the Original 10-Q affected by the above changes. This Amended Report includes currently-dated certifications of the Company’s Chief Executive Officer and Chief Financial Officer, as required by Sections 302 and 906 of the Sarbanes-Oxley Act of 2002.
Item 6. Exhibits
|101.INS*||XBRL Instance Document|
|101.SCH*||XBRL Taxonomy Schema Document|
|101.CAL*||XBRL Taxonomy Extension Calculation Linkbase Document|
|101.LAB*||XBRL Taxonomy Extension Label Linkbase Document|
|101.PRE*||XBRL Taxonomy Extension Presentation Linkbase Document|
|101.DEF*||XBRL Taxonomy ExtensionDefinition Linkbase Document|
|31.1||Certification of Principal Executive Officer Pursuant to Section 302 of Sarbanes-Oxley Act of 2002.|
|31.2||Certification of Principal Financial Officer Pursuant to Section 302 of Sarbanes-Oxley Act of 2002.|
|32.1||Certification of Principal Executive Officer Pursuant to Section 906 of Sarbanes-Oxley Act of 2002.|
|32.2||Certification of Principal Financial Officer Pursuant to Section 906 of Sarbanes-Oxley Act of 2002.|
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
|Duos Technologies Group, Inc.|
|Date: August 27, 2015||By:||/s/ Adrian G. Goldfarb|
|Name: Adrian G. Goldfarb|
|Title: Chief Financial Officer|